Filing Details
- Accession Number:
- 0001070059-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-06 15:43:52
- Reporting Period:
- 2014-02-04
- Filing Date:
- 2014-02-06
- Accepted Time:
- 2014-02-06 15:43:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070059 | J Michael Farrell | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-04 | 10,000 | $13.78 | 10,000 | No | 4 | P | Indirect | Farrell Family Partnership, Second |
| Common Stock | Acquisiton | 2014-02-05 | 10,000 | $13.92 | 20,000 | No | 4 | P | Indirect | Farrell Family Partnership, Second |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Farrell Family Partnership, Second |
| No | 4 | P | Indirect | Farrell Family Partnership, Second |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 22,500 | Indirect | By Farrell Family Limited Partnership |
| Common Stock | 10,000 | Indirect | By Farrell Investment Company, LLC |
| Common Stock | 2,500 | Direct |
Footnotes
- The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $13.63 to $13.88, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Mr. Farrell is the President and Manager of Farrell Investment Company, LLC, which is the General Partner of this entity.
- The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $13.825 to $14.00, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Mr. Farrell is the General Partner of this entity.
- Mr. Farrell is the President and Manager of this entity
Billionaire Hedge Funds
