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Filing Details

Accession Number:: 0001209191-14-007966
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-06 15:41:34
Reporting Period:: 2014-02-04

Filing Date:: 2014-02-06
Accepted Time:: 2014-02-06 15:41:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1305253	Celladon Corp	CLDN	Biological Products, (No Disgnostic Substances) (2836)	330971591

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1504598	Enterprise Partners Management Llc	2223 Avenida De La Playa, Ste 104 La Jolla CA 92037		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-02-04	926,621	$0.00	1,343,880	No	4	C	Indirect	By entities affiliated with Enterprise Partners
Common Stock	Acquisiton	2014-02-04	459,668	$0.00	1,803,548	No	4	C	Indirect	By entities affiliated with Enterprise Partne
Common Stock	Acquisiton	2014-02-04	13,553	$8.00	1,817,101	No	4	C	Indirect	By entities affiliated with Enterprise Partners
Common Stock	Acquisiton	2014-02-04	133,083	$8.00	1,950,184	No	4	P	Indirect	By entities affiliated with Enterprise Partners

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By entities affiliated with Enterprise Partners
No	4	C	Indirect	By entities affiliated with Enterprise Partne
No	4	C	Indirect	By entities affiliated with Enterprise Partners
No	4	P	Indirect	By entities affiliated with Enterprise Partners

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A-1 Convertible Preferred Stock	Disposition	2014-02-04	11,573,520	$0.00	926,621	$0.00
Common Stock	Junior Preferred Stock	Disposition	2014-02-04	5,741,267	$0.00	459,668	$0.00
Common Stock	Convertible Promissory Notes	Disposition	2014-02-04	13,553	$8.00	13,553	$8.00
Series A-1 Preferred Stock	Series A-1 Preferred Warrants	Disposition	2014-02-04	260,859	$0.00	260,859	$0.45
Common Stock	Common Warrants	Acquisiton	2014-02-04	20,833	$0.00	20,833	$5.61

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect
0			No	4	C	Indirect
0	2013-10-15	2018-10-15	No	4	C	Indirect
20,833	2013-10-15	2018-10-15	No	4	C	Indirect

Footnotes

Every 12.49 shares of Series A-1 Preferred Stock and Junior Preferred Stock automatically converted into 1 share of Common Stock without payment of further consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.
Shares held as follows: 405,973 by Enterprise Partners Liquidating Trust V, L.P.; 510,034 by Enterprise Partners Liquidating Trust VI, L.P.; and 10,614 by Enterprise Partners Management, LLC.
Shares held as follows: 216,498 by Enterprise Partners Liquidating Trust V, L.P.; 233,366 by Enterprise Partners Liquidating Trust VI, L.P.; and 9,804 by Enterprise Partners Management, LLC.
Automatic conversion, in connection with the Issuer's initial public offering, of convertible promissory notes, including principal and accrued interest.
Shares held as follows: 5,569 by Enterprise Partners Liquidating Trust V, L.P.; 5,569 by Enterprise Partners Liquidating Trust VI, L.P.; and 2,415 by Enterprise Partners Management, LLC.
The shares were purchased at the Issuer's initial public offering.
Shares held as follows: 57,229 by Enterprise Partners Liquidating Trust V, L.P.; 57,229 by Enterprise Partners Liquidating Trust VI, L.P.; and 18,625 by Enterprise Partners Management, LLC.
Represents the automatic conversion of Series A-1 Preferred Warrants into Common Stock Warrants on a 1-for-12.49 basis upon the closing of the Issuer's initial public offering.
Consists of warrants to purchase shares of Series A-1 preferred stock as follows: 107,187 issued to Enterprise Partners Liquidating Trust V, L.Pl 107,187 issued to Enterprise Partners Liquidating Trust VI, L.P.; and 46,485 issued to Enterprise Partners Management, LLC.
Consists of warrants to purchase shares of Common stock as follows: 8,581 issued to Enterprise Partners Liquidating Trust V, L.Pl 8,581 issued to Enterprise Partners Liquidating Trust VI, L.P.; and 3,721 issued to Enterprise Partners Management, LLC.