Filing Details

Accession Number:
0001140361-14-004819
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-05 17:12:59
Reporting Period:
2014-02-03
Filing Date:
2014-02-05
Accepted Time:
2014-02-05 17:12:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921547 Heritage Oaks Bancorp HOEP State Commercial Banks (6022) 770388249
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1084960 Simone Lagomarsino 1222 Vine Street
Paso Robles CA 93446
President / Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-01 21,241 $7.65 95,139 No 4 P Direct
Common Stock Acquisiton 2014-02-01 21,241 $7.65 116,380 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Stock Option Acquisiton 2014-02-01 81,921 $0.00 81,921 $7.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
81,921 2014-02-01 2024-02-03 No 4 A Direct
Footnotes
  1. Simone Lagomarsino was granted the referenced restricted stock from the Company's Equity Compenstion Plan. The shares vest over a three year vesting schedule beginning at year 0, vesting 33.33% over years 2014 (0), 2015 (1), 2016 (2).
  2. Simone Lagomarsino was granted the referenced restricted stock from the Company's Equity Compenstion Plan. The performance stock unit will vest over a three year period, vesting 33.33% over years 2015, 2016, 2017, which is contingent upon her achieving her performance based goals.
  3. Simone Lagomarsino was granted the referenced common stock options from the Company's Equity Compenstion Plan. The shares will vest over a three year period, vesting 33.33% over years 2014, 2015, 2016.