Filing Details
- Accession Number:
- 0001209191-14-007546
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 16:18:14
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 16:18:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 110621 | Rpm International Inc | RPM | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 020642224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414203 | W. Edward Moore | 2628 Pearl Road P.o. Box 777 Medina OH 44258 | Vp, Gc & Chief Compliance Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2014-02-03 | 5,000 | $18.96 | 71,678 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2014-02-03 | 5,000 | $20.73 | 76,678 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-02-03 | 5,251 | $37.80 | 71,427 | No | 4 | D | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-02-03 | 1,552 | $37.80 | 69,875 | No | 4 | F | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-02-04 | 3,197 | $37.89 | 66,678 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-02-03 | 5,000 | $0.00 | 5,000 | $18.96 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-02-03 | 5,000 | $0.00 | 5,000 | $20.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,000 | 2013-10-08 | 2019-10-08 | No | 4 | M | Direct |
| 60,000 | 2013-10-07 | 2020-10-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 8,689 | Indirect | By 401(k) Plan |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $37.89 - 39.901. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Includes an aggregate of 10,979 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 31,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 15,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- Approximate number of shares held as of February 4, 2014 in the account of the reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2010 and 2013 and expire 10 years from the date of grant.
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