Filing Details

Accession Number:
0001209191-14-007536
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-05 16:08:38
Reporting Period:
2013-05-22
Filing Date:
2014-02-05
Accepted Time:
2014-02-05 16:08:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928953 Paragon Real Estate Equity & Investment Trust PRLE Real Estate Investment Trusts (6798) 396594066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056572 T Paul Lambert 10011 Valley Forge Dr.
Houston TX 77042
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2013-05-22 6,913 $0.65 39,695 No 4 P Indirect Lambert Equities II, LLC
Common Shares Acquisiton 2013-05-31 3,000 $0.75 42,695 No 4 P Indirect Lambert Equities II, LLC
Common Shares Acquisiton 2013-06-27 87 $0.56 42,782 No 4 P Indirect Lambert Equities II, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Lambert Equities II, LLC
No 4 P Indirect Lambert Equities II, LLC
No 4 P Indirect Lambert Equities II, LLC
Footnotes
  1. Common Share ownership includes the effect of the 1 for 75 reverse share split effective July 27, 2006.Ownership also includes 5,930 Common Shares held by Lambert Equities II, LLC of which Mr. Lambert is the controlling majority member and sole manager.The purchase of 10,000 Common Shares was for a single open order that occurred over three transactions. The late filing of the Form 4 was inadvertentand unintentional, as the purchase of shares was discovered during the review of the annual Form 10-K for 2013, which was filed with the SEC on February 4, 2014.