Filing Details

Accession Number:
0001209191-14-007534
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-05 16:07:52
Reporting Period:
2014-02-03
Filing Date:
2014-02-05
Accepted Time:
2014-02-05 16:07:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254354 M Thomas Rohrs 1625 Sharp Point Drive
Fort Collins CO 80525
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-03 16,000 $26.95 31,000 No 4 S Direct
Common Stock Disposition 2014-02-04 2,000 $28.00 29,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Sale in accordance with 10b5-1 trading plan.
  2. Mr. Rohrs has been granted a total of 63,000 RSUs in eight grants: (A) 5,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008;(D) 6,000 RSUs granted on May 6, 2009 and (E) 6,000 RSUs granted on May 4, 2010. These RSUs (A-E)vest in vest annually in four equal installments beginning 1 year after grant date. (F) 8,000 RSUs granted on May 4, 2011; (G) 8,000 RSUs granted on May 2, 2012; (H) 8,000 RSUs granted on May 1, 2013 These RSUs(F-H)vested 100% on the first anniversary of the grant date. As of this filing Mr. Rohrs holds 29,000 remaining vested RSUs.