Filing Details
- Accession Number:
- 0000769993-14-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 14:00:25
- Reporting Period:
- 2014-02-03
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 14:00:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1145149 | W William George | C/O Goldman, Sachs &Amp; Co. 200 West Street New York NY 10282 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-02-03 | 5,000 | $154.16 | 37,400 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-02-03 | 4,770 | $161.65 | 32,630 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options | Disposition | 2014-02-03 | 5,000 | $0.00 | 5,000 | $154.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-05 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise by the Reporting Person of Stock Options granted in February 2010 and scheduled to expire in February 2014.
- Reflects a weighted average sale price of $161.6540 per share, at prices ranging from $161.5703 to $161.7450 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- One-third of these stock options became exercisable in each of January 2011, January 2012 and January 2013.
Billionaire Hedge Funds
