Filing Details
- Accession Number:
- 0001144204-14-006057
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-02-05 09:01:57
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2014-02-05
- Accepted Time:
- 2014-02-05 09:01:57
- Original Submission Date:
- 2013-07-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430723 | Servisfirst Bancshares Inc. | NONE | State Commercial Banks (6022) | 260734029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431090 | M. Stanley Brock | P.o. Box 11643 Birmingham AL 35202 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-15 | 16,000 | $0.00 | 136,000 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2013-06-28 | 1,500 | $30.00 | 134,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-15 | 8,000 | $0.00 | 11,250 | No | 4 | C | Indirect | By son |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | By son |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 6% Preferred Securities of ServisFirst Capital Trust II | Disposition | 2013-03-15 | 200 | $0.00 | 8,000 | $0.00 |
| Common Stock | 6% Preferred Securities of ServisFirst Capital Trust II | Disposition | 2013-03-15 | 400 | $0.00 | 16,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-15 | No | 4 | C | Indirect | |
| 0 | 2013-03-15 | No | 4 | C | Direct |
Footnotes
- The 6% Preferred Securities automatically and mandatorily converted into shares of ServisFirst Common Stock on March 15, 2013 at a conversion price of $25 per share.
- The 6% Preferred Securities were convertible, in whole or in part, at any time prior to the earliest to occur of maturity, issuer redemption or mandatory conversion, at the option of the holder, into ServisFirst Common Stock at a conversion price of $25 per share. Any 6% Preferred Securities which remained outstanding on March 15, 2013 were automatically and mandatorily converted into shares of ServisFirst Common Stock on March 15, 2013 at a conversion price of $25 per share.
- The price at which the Common Stock was transferred was reported incorrectly in the original Form 4 filing.
Billionaire Hedge Funds
