Filing Details

Accession Number:
0001181431-14-005003
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-02-04 16:54:27
Reporting Period:
2013-07-02
Filing Date:
2014-02-04
Accepted Time:
2014-02-04 16:54:27
Original Submission Date:
2013-07-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509190 Aratana Therapeutics Inc. PETX Pharmaceutical Preparations (2834) 383826477
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1376355 Jay Lichter C/O Aratana Therapeutics, Inc.
1901 Olathe Boulevard
Kansas City KS 66103
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-07-02 500,000 $6.00 4,170,543 No 4 P Indirect BY LIMITED PARTNERSHIP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect BY LIMITED PARTNERSHIP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,025 Indirect BY LIMITED LIABILITY COMPANY
Footnotes
  1. This amended Form 4 is filed solely for the purpose of reporting the shares purchased as reported on Table 1 Line 1.
  2. The aggregate shares reported reflect a 2-share decrease from the Reporting Person's Form 4 filed on July 3, 2013 as a result of the rounding of Series A, B and C Convertible Preferred Stock which converted into shares of the Issuer's Common Stock on a 1-for-0.601685 basis upon the closing of the Issuer's initial public offering.
  3. Held by Avalon Ventures IX, L.P. ("Avalon Ventures LP"). The Reporting Person is a managing director of Avalon Ventures LP and shares voting and dispositive power over the shares held by Avalon Ventures LP. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
  4. Held by Avalon Ventures IX Management, LLC ("Avalon Ventures LLC"). The Reporting Person is a manager of Avalon Ventures LLC and shares voting and dispositive power over the shares held by Avalon Ventures LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.