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Filing Details

Accession Number:
0001209191-14-006961
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-04 16:06:32
Reporting Period:
2014-01-31
Filing Date:
2014-02-04
Accepted Time:
2014-02-04 16:06:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716006 Yrc Worldwide Inc. YRCW Trucking (No Local) (4213) 480948788
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409201 Carlyle Strategic Partners Ii Lp C/o The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1458156 Csp Ii Coinvestment, L.p. C/o The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1511173 Tc Group Csp Ii, Llc C/o The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1511176 Csp Ii General Partner, Lp C/o The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-31 1,386,044 $0.00 1,749,789 No 4 C Indirect See footnotes
Common Stock Acquisiton 2014-01-31 2,333,333 $15.00 4,083,122 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnotes
No 4 P Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 10% Series B Convertible Senior Secured Notes due 2015 Disposition 2014-01-31 20,190,552 $0.00 1,386,044 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-09-16 2015-03-31 No 4 C Indirect
Footnotes
  1. Pursuant to an exchange agreement with the Issuer dated December 22, 2013, Carlyle Strategic Partners II, L.P. ("CSP II") and CSP II Coinvestment, L.P. ("CSP II Coinvest") agreed to exchange all of the 10% Series B Convertible Senior Secured Notes due 2015 (the "Series B Notes") held by them for an aggregate of 1,386,044 shares of Common Stock. The Series B Notes exchanged includes Series B PIK Notes issued to CSP II and CSP II Coinvest as pay-in-kind interest on the Series B Notes.
  2. Following all of the transactions reported herein, includes 1,652,412 shares of Common Stock held by Carlyle Strategic Partners II, L.P., 97,377 shares of Common Stock held by CSP II Coinvestment, L.P. and 2,333,333 shares of Common Stock held by CSP III AIV (Cayman), L.P.
  3. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the sole shareholder of Carlyle Holdings I GP Inc., which is the managing member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group CSP II, L.L.C., which is the general partner of CSP II General Partner, L.P., which is the general partner of each of Carlyle Strategic Partners II, L.P. and CSP II Coinvestment, L.P.
  4. The Carlyle Group L.P. is also the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of CSP III AIV GP (Cayman), Ltd., which is the general partner of CSP III AIV General Partner (Cayman), L.P., which is the general partner of CSP III AIV (Cayman), L.P. These entities have filed a separate Form 3 reporting the acquisition of 2,333,333 shares of Common Stock acquired by CSP III AIV (Cayman), L.P.