Home > Insider Trading > Filing (0001140361-14-004415)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1082506	Unwired Planet Inc.	UPIP	Services-Prepackaged Software (7372)	943219054

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1250078	C Derek Schrier	C/O Indaba Capital Management, L.p. One Letterman Drive, Building D San Francisco CA 94129	No	No	Yes	No
1516452	Indaba Capital Fund, L.p.	Maples Corporate Services 121 South Church Street Grand Cayman E9 KY1-1104	No	No	Yes	No
1524362	Indaba Capital Management, L.p.	One Letterman Drive Building D. Suite Dm700 San Francisco CA 94129	No	No	Yes	No
1526324	Indaba Partners, Llc	One Letterman Drive Building D, Suite Dm700 San Francisco CA 94129	No	No	Yes	No
1596505	Ic Gp, Llc	One Letterman Drive Building D, Suite Dm700 San Francisco CA 94129	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-01-31	135,000	$1.65	11,958,780	No	4	P	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-01-31	135,000	$1.65	11,958,780	No	4	P	Indirect	See Footnote
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-01-31	15,000	$1.64	11,973,780	No	4	P	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-01-31	15,000	$1.64	11,973,780	No	4	P	Indirect	See Footnote
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-02-03	95,000	$1.64	12,068,780	No	4	P	Direct
Common Stock, Par Value $0.001 Per Share	Acquisiton	2014-02-03	95,000	$1.64	12,068,780	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	See Footnote
No	4	P	Direct
No	4	P	Indirect	See Footnote
No	4	P	Direct
No	4	P	Indirect	See Footnote

Footnotes

These securities are directly owned by Indaba Capital Fund, L.P.
These securities are indirectly beneficially owned by (a) Indaba Capital Management, L.P. by virtue of its role as the investment manager of Indaba Capital Fund, L.P., (b) Indaba Partners, LLC by virtue of its role as the general partner of Indaba Capital Fund, L.P., (c) IC GP, LLC by virtue of its role as general partner of Indaba Capital Management, L.P. and (d) Derek C. Schrier as the Managing Member of IC GP, L.P. and the Senior Managing Member of Indaba Partners, LLC. Each Reporting Person hereby disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.