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Home > Insider Trading > Filing (0001250853-14-000042)

Filing Details

Accession Number:: 0001250853-14-000042
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-02-03 18:21:24
Reporting Period:: 2014-01-30

Filing Date:: 2014-02-03
Accepted Time:: 2014-02-03 18:21:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1390478	Galena Biopharma Inc.	GALE	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1337252	Richard Chin	4640 S.w. Macadam Avenue, Suite 270 Portland OR 97239		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-30	50,000	$0.72	50,000	No	4	M	Direct
Common Stock	Acquisiton	2014-01-30	25,000	$0.85	75,000	No	4	M	Direct
Common Stock	Disposition	2014-01-30	50,000	$5.57	25,000	No	4	S	Direct
Common Stock	Disposition	2014-01-30	25,000	$5.61	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-01-30	50,000	$0.00	50,000	$0.72
Common Stock	Stock Option (right to buy)	Disposition	2014-01-30	25,000	$0.00	25,000	$0.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2022-01-12	No	4	M	Direct
0	2011-09-27	2021-09-27	No	4	M	Direct

Footnotes

The option vested in equal quarterly installments of 12,500 shares on each of April 12, 2012, July 12, 2012, October 12, 2012 and January 12, 2013