Filing Details

Accession Number:
0001230245-14-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-03 17:54:36
Reporting Period:
2014-01-30
Filing Date:
2014-02-03
Accepted Time:
2014-02-03 17:54:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1230245 Piper Jaffray Companies PJC Security Brokers, Dealers & Flotation Companies (6211) 300168701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204997 Michael Francis 1000 Flower Street
Glendale CA 91201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-30 5,713 $28.01 18,464 No 4 M Direct
Common Stock Disposition 2014-01-30 5,713 $40.31 12,751 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-01-30 5,713 $0.00 5,713 $28.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-04-27 2015-04-27 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.06 to $40.485 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.