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Home > Insider Trading > Filing (0001144204-14-005219)

Filing Details

Accession Number:: 0001144204-14-005219
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-01-31 14:01:29
Reporting Period:: 2014-01-29

Filing Date:: 2014-01-31
Accepted Time:: 2014-01-31 14:01:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1562594	Liquid Holdings Group Inc.	LIQD	Services-Prepackaged Software (7372)	455070568

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1468331	Jr R Victor Simone	C/O Liquid Holdings Group, Inc. 800 Third Ave., 38Th Floor New York NY US 10022		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-29	40,000	$5.50	40,000	No	4	P	Indirect	By Victor R. Simone Jr. IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Victor R. Simone Jr. IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	75,612	Direct