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Home > Insider Trading > Filing (0001214659-14-000668)

Filing Details

Accession Number:: 0001214659-14-000668
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-01-30 18:29:55
Reporting Period:: 2014-01-29

Filing Date:: 2014-01-30
Accepted Time:: 2014-01-30 18:29:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
808326	Emcore Corp	EMKR	Semiconductors & Related Devices (3674)	222746503

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1511187	Monica Berkel Van	10420 Research Road, Se Albuquerque NM 87123	Chief Admin. Officer	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-01-29	70	$4.85	27,030	No	4	S	Direct
Common Stock	Disposition	2014-01-29	2,210	$4.76	24,820	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,389	Indirect	By 401(k) Plan

Footnotes

All sales were effected pursuant to a 10b5-1 plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the vesting of shares of restricted stock that were granted under the Company's 2010 Equity Incentive Plan, which grant was exempt from Section 16b pursuant to Rule 16b-3(d).
Shares attributable to EMCORE Corporation 401(k) account as of December 31, 2013.