Filing Details

Accession Number:
0001096906-14-000088
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-01-29 10:38:26
Reporting Period:
2013-12-06
Filing Date:
2014-01-29
Accepted Time:
2014-01-29 10:38:26
Original Submission Date:
2014-01-28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298129 Craig H. Moody 11892 South Brookglen Drive
Sandy UT 84092
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-12-06 0 $0.00 4,668 No 4 P Direct
Class A Common Stock Acquisiton 2013-12-06 0 $0.00 1,215 No 4 P Indirect By wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By wife
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2006-12-07 1,408 $3.76 1,408 $3.76
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2007-12-07 1,341 $2.79 1,341 $2.79
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2008-03-31 3,191 $3.01 3,191 $3.01
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2008-12-05 6,382 $1.17 6,382 $1.17
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2008-12-07 1,277 $1.10 1,277 $1.10
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2009-12-04 6,078 $2.89 6,078 $2.89
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2009-12-07 1,216 $2.89 1,216 $2.89
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2010-12-03 5,789 $1.58 5,789 $1.58
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2010-12-07 1,158 $1.58 1,158 $1.58
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2011-12-02 5,513 $1.18 5,513 $1.18
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2011-12-07 1,103 $1.18 1,103 $1.18
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-04-13 5,250 $1.48 5,250 $1.48
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-12-07 1,050 $7.05 1,050 $7.05
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2013-12-06 4,842 $4.85 4,842 $4.85
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2013-12-07 1,000 $4.85 1,000 $4.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,408 2007-12-07 2016-12-07 No 4 A Direct
1,341 2008-12-07 2017-12-07 No 4 A Direct
3,191 2009-03-31 2018-03-31 No 4 A Direct
6,382 2009-12-05 2018-12-05 No 4 A Direct
1,277 2009-12-07 2018-12-07 No 4 A Direct
6,078 2010-12-04 2019-12-04 No 4 A Direct
1,216 2010-12-07 2019-12-07 No 4 A Direct
5,789 2011-12-03 2020-12-03 No 4 A Direct
1,158 2011-12-07 2020-12-07 No 4 A Direct
5,513 2012-12-02 2021-12-02 No 4 A Direct
1,103 2012-12-07 2021-12-07 No 4 A Direct
5,250 2013-04-13 2022-04-13 No 4 A Direct
1,050 2013-12-07 2022-12-07 No 4 A Direct
4,842 2014-12-06 2023-12-06 No 4 A Direct
1,000 2014-12-07 2023-12-07 No 4 A Direct
Footnotes
  1. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  2. This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  3. This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  4. This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  5. This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  6. This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  7. This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  8. This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012 and February 1, 2013.
  9. This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
  10. This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012 and February 1, 2013.
  11. This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
  12. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 3, 2012 and February 1, 2013.
  13. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
  14. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 1, 2013.
  15. This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 6, 2014.
  16. This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share. This option vests on December 7, 2014.