Filing Details

Accession Number:
0001179110-14-001457
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-28 17:02:42
Reporting Period:
2014-01-24
Filing Date:
2014-01-28
Accepted Time:
2014-01-28 17:02:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
799231 Almost Family Inc AFAM Services-Social Services (8300) 061153720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1263899 B William Yarmuth 9510 Ormsby Station Road
Suite 300
Louisville KY 40223
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-24 795 $30.16 72,592 No 4 S Indirect See Footnote #1
Common Stock Disposition 2014-01-27 5,000 $30.10 67,592 No 4 S Indirect See Footnote #1
Common Stock Disposition 2014-01-28 5,000 $30.53 62,592 No 4 S Indirect See Footnote #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote #1
No 4 S Indirect See Footnote #1
No 4 S Indirect See Footnote #1
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 384,283 Direct
Common Stock 5,924 Indirect By self as CO-TTEE for Irrevocable Trust
Common Stock 51,205 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $20.89 2023-02-28 23,600 23,600 Direct
Common Stock Option (right to buy) $24.16 2022-02-26 18,600 18,600 Direct
Common Stock Option (right to buy) $19.40 2017-02-11 30,000 30,000 Direct
Common Stock Option (right to buy) $22.18 2018-03-06 20,000 20,000 Direct
Common Stock Option (right to buy) $33.27 2019-02-08 10,400 10,400 Direct
Common Stock Option (right to buy) $40.13 2019-12-13 9,000 9,000 Direct
Common Stock Option (right to buy) $36.69 2021-03-10 13,000 13,000 Direct
Common Stock Option (right to buy) $19.40 2017-02-11 2,000 2,000 Indirect
Common Stock Option (right to buy) $22.18 2018-03-06 2,000 2,000 Indirect
Common Stock Option (right to buy) $33.27 2019-02-08 800 800 Indirect
Common Stock Option (right to buy) $40.13 2019-12-13 500 500 Indirect
Common Stock Otion (right to buy) $36.69 2021-03-10 700 700 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-28 23,600 23,600 Direct
2022-02-26 18,600 18,600 Direct
2017-02-11 30,000 30,000 Direct
2018-03-06 20,000 20,000 Direct
2019-02-08 10,400 10,400 Direct
2019-12-13 9,000 9,000 Direct
2021-03-10 13,000 13,000 Direct
2017-02-11 2,000 2,000 Indirect
2018-03-06 2,000 2,000 Indirect
2019-02-08 800 800 Indirect
2019-12-13 500 500 Indirect
2021-03-10 700 700 Indirect
Footnotes
  1. Held by WBY Investments Limited Partnership, LLLP, a family limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  2. 5924 shares consist of 2 individual trusts FBO J.J. Yarmuth and Jacob J. Yarmuth.
  3. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 12, 2007.
  4. Granted pursuant to the Amended and Restated 2000 Stock Option Plan.
  5. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
  6. Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
  7. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
  8. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
  9. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
  10. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
  11. Mr. Yarmuth may also be deemed to be the indirect beneficial owner of 5,000 shares of common stock held in the William B. Yarmuth Family Foundation, Inc., a charitable 501(c)(3) entity. As a tax-exempt organization, no part of the foundation's income can inure to the benefit of a private individual; therefore, Mr. Yarmuth does not have a pecuniary interest in the foundation's shares and he disclaims any such pecuniary beneficial ownership for purposes of the reporting requirements under Section 16 of the Securities Exchange Act of 1934.
  12. The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
  13. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
  14. These shares were sold pursuant to a written non-discretionary Rule 10b5-1 sales plan dated December 31, 2013.
  15. Weighted average sale price reported. On 1/24/14, these shares were sold within a range of $30.04 and $30.27. On 1/27/14, these shares were sold within a range of $30.00 and $30.72. On 1/28/14, these shares were sold within a range of $30.00 and $30.85. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder, full information regarding the number of shares sold at each separate price.