Filing Details

Accession Number:
0001412665-14-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-28 12:00:10
Reporting Period:
2014-01-28
Filing Date:
2014-01-28
Accepted Time:
2014-01-28 12:00:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412665 Midwestone Financial Group Inc. MOFG State Commercial Banks (6022) 421206172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254732 P John Pothoven 102 S. Clinton Street
P.o. Box 1700
Iowa City IA 52244-1700
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-28 838 $24.00 50,367 No 4 S Indirect By IRA
Common Stock Disposition 2014-01-28 300 $24.25 50,067 No 4 S Indirect By IRA
Common Stock Disposition 2014-01-28 62 $24.50 50,005 No 4 S Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By IRA
No 4 S Indirect By IRA
No 4 S Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 27,754 Direct
Common Stock 300 Indirect Self/UTMA Custodian Minor Grandchild
Common Stock 3,540 Indirect By Spouse
Common Stock 1,233 Indirect By Spouse's ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $9.34 2010-01-22 2019-01-22 500 500 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-22 500 500 Indirect
Footnotes
  1. Registered to self as custodian for minor grandchild under Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
  2. Shares held in the MidWestOne Financial Group, Inc. Employee Stock Ownership Plan as of December 31, 2013.