Filing Details

Accession Number:
0001181431-14-004039
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-01-27 18:40:08
Reporting Period:
2014-01-21
Filing Date:
2014-01-27
Accepted Time:
2014-01-27 18:40:08
Original Submission Date:
2014-01-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122904 Netgear Inc NTGR Telephone & Telegraph Apparatus (3661) 770419172
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256313 David Soares Netgear, Inc.
350 E. Plumeria Dr.
San Jose CA 95134
Svp And Gm, Rbu No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-21 2,000 $20.80 23,900 No 4 M Direct
Common Stock Acquisiton 2014-01-21 2,500 $21.10 21,900 No 4 M Direct
Common Stock Disposition 2014-01-21 4,500 $33.39 19,400 No 4 S Direct
Common Stock Disposition 2014-01-21 1,027 $33.39 18,373 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-01-21 2,500 $0.00 2,500 $21.10
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-01-21 2,000 $0.00 2,000 $20.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,250 2020-02-02 No 4 M Direct
2,334 2020-06-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $29.23 2017-01-12 20,000 20,000 Direct
Common Stock Employee Stock Option (Right to Buy) $35.32 2021-02-03 20,000 20,000 Direct
Common Stock Employee Stock Option (Right to Buy) $33.15 2021-04-26 3,400 3,400 Direct
Common Stock Employee Stock Option (Right to Buy) $31.31 2022-06-06 20,000 20,000 Direct
Common Stock Employee Stock Option (Right to Buy) $32.54 2023-05-16 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-12 20,000 20,000 Direct
2021-02-03 20,000 20,000 Direct
2021-04-26 3,400 3,400 Direct
2022-06-06 20,000 20,000 Direct
2023-05-16 20,000 20,000 Direct
Footnotes
  1. 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
  2. 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
  3. 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
  4. 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
  5. 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
  6. 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
  7. 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
  8. The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2013.
  9. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $33.30 to $33.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  10. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $33.37 to $33.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  11. Amendment shows new total as transaction was a sell of Restricted Stock Units