Filing Details
- Accession Number:
- 0001225208-14-002422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-27 17:18:05
- Reporting Period:
- 2014-01-23
- Filing Date:
- 2014-01-27
- Accepted Time:
- 2014-01-27 17:18:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1449365 | Alain Bellemare | One Financial Plaza Hartford CT 06101 | Pres. & Ceo, Utc Prop. & Aero. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-23 | 27,500 | $56.53 | 57,313 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-23 | 7,199 | $115.22 | 50,114 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-23 | 20,301 | $115.22 | 29,813 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2014-01-23 | 27,500 | $0.00 | 27,500 | $56.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-03 | 2016-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,244 | Indirect | By Savings Plan Trustee |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 114.841 to 115.07. Upon request, UTC will provide full information as to shares sold at each separate price.
Billionaire Hedge Funds
