Filing Details

Accession Number:
0000098246-14-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-27 14:26:39
Reporting Period:
2014-01-23
Filing Date:
2014-01-27
Accepted Time:
2014-01-27 14:26:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
98246 Tiffany & Co TIF Retail-Jewelry Stores (5944) 133228013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1016756 B Patrick Dorsey Tiffany &Amp; Co.
727 Fifth Avenue
New York NY 10022
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $.01 Par Acquisiton 2014-01-23 7,187 $37.65 46,566 No 4 M Direct
Common Stock $.01 Par Disposition 2014-01-23 7,187 $86.43 39,379 No 4 S Direct
Common Stock $.01 Par Acquisiton 2014-01-24 313 $37.65 39,692 No 4 M Direct
Common Stock $.01 Par Acquisiton 2014-01-24 19,537 $23.00 59,229 No 4 M Direct
Common Stock $.01 Par Disposition 2014-01-24 19,850 $85.07 39,379 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-01-23 7,187 $0.00 7,187 $37.65
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-01-24 313 $0.00 313 $37.65
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-01-24 19,537 $0.00 19,537 $23.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
313 2018-01-17 No 4 M Direct
0 2018-01-17 No 4 M Direct
2,963 2019-01-28 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $86.31 to $86.45 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $84.75 to $85.16 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Options granted under 16(b) Plan on January 17, 2008. The option vested in four equal installments on January 17, 2009, 2010, 2011 and 2012.
  4. Total grant 30,000 shares. 22,500 shares previously exercised.
  5. Total grant 30,000 shares. 29,687 shares previously exercised.
  6. Options granted under 16(b) Plan on January 28, 2009. The option vested in four equal installments on January 28, 2010, 2011, 2012 and 2013.
  7. Total grant 45,000 shares. 22,500 shares previously exercised.