Filing Details
- Accession Number:
- 0001209191-14-004373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-22 18:23:18
- Reporting Period:
- 2014-01-20
- Filing Date:
- 2014-01-22
- Accepted Time:
- 2014-01-22 18:23:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 785786 | Plexus Corp | PLXS | Printed Circuit Boards (3672) | 391344447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185484 | P Stephen Cortinovis | One Plexus Way Neenah WI 54956 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-21 | 6,000 | $14.06 | 18,332 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-21 | 5,000 | $22.04 | 23,332 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-01-21 | 4,800 | $41.30 | 18,532 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2014-01-20 | 2,953 | $0.00 | 2,953 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2014-01-21 | 4,589 | $0.00 | 4,589 | $0.00 |
| Common Stock | Deferred Stock Units | Acquisiton | 2014-01-21 | 4,589 | $0.00 | 4,589 | $0.00 |
| Common Stock | Options to Buy | Disposition | 2014-01-21 | 6,000 | $0.00 | 6,000 | $14.06 |
| Common Stock | Options to Buy | Disposition | 2014-01-21 | 5,000 | $0.00 | 5,000 | $22.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,953 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 4,589 | No | 4 | M | Direct | ||
| 0 | 2014-12-01 | No | 4 | M | Direct | |
| 5,000 | 2015-12-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $41.25 to $41.38 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 20, 2015.
- Conversion of Restricted Stock Units on vesting into Deferred Stock Units pursuant to the reporting person's deferral election.
- Each Deferred Stock Unit represents a right to receive one share of Plexus Corp. common stock. The reporting person will begin to receive the underlying shares within ten (10) days following the earliest of termination of service as a director, a change in control or the date specified on the reporting person's deferral election.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
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