Filing Details

Accession Number:
0001209191-14-004322
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-22 16:52:04
Reporting Period:
2014-01-17
Filing Date:
2014-01-22
Accepted Time:
2014-01-22 16:52:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1138942 Advanced Technology Ventures Vii Lp C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No No Yes
1294513 Atv Entrepreneurs Vii, L.p. C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No No Yes
1294525 Advanced Technology Ventures Vii(B), L.p. C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No No Yes
1294527 Advanced Technology Ventures Vii(C), L.p. C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No No Yes
1317308 Atv Associates Vii, L.l.c. C/O Advanced Technology Venturers
500 Boylston Street, Suite 1380
Boston MA 02116
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-17 1,877,270 $0.00 1,761,086 No 4 J Indirect By Fund
Common Stock Disposition 2014-01-17 75,333 $0.00 70,671 No 4 J Indirect By Fund
Common Stock Disposition 2014-01-17 36,210 $0.00 33,969 No 4 J Indirect By Fund
Common Stock Acquisiton 2014-01-17 19,893 $0.00 19,893 No 4 J Direct
Common Stock Disposition 2014-01-17 4,673 $23.50 15,220 No 4 S Direct
Common Stock Disposition 2014-01-17 2,627 $23.50 19,055 No 4 S Indirect By Fund
Common Stock Disposition 2014-01-21 15,220 $22.35 0 No 4 S Direct
Common Stock Disposition 2014-01-21 8,560 $22.35 10,495 No 4 S Indirect By Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Fund
No 4 J Indirect By Fund
No 4 J Indirect By Fund
No 4 J Direct
No 4 S Direct
No 4 S Indirect By Fund
No 4 S Direct
No 4 S Indirect By Fund
Footnotes
  1. Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII, L.P. ("ATV VII") without consideration to its limited partners and its general partner, ATV Associates VII, L.L.C. ("ATV LLC").
  2. Shares are held directly by ATV VII. ATV LLC is the general partner of ATV VII. ATV LLC disclaims beneficial ownership of the securities owned directly by ATV VII, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATV VII.
  3. Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII (B), L.P. ("ATV VIIB") without consideration to its limited partners and its general partner, ATV LLC.
  4. Shares are held directly by ATV VIIB. ATV LLC is the general partner of ATV VIIB. ATV LLC disclaims beneficial ownership of the securities owned directly by ATV VIIB, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATV VIIB.
  5. Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII (C), L.P. ("ATV VIIC") without consideration to its limited partners and its general partner, ATV LLC.
  6. Shares are held directly by ATV VIIC. ATV LLC is the general partner of ATV VIIC. ATV LLC disclaims beneficial ownership of the securities owned directly by ATV VIIC, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATV VIIC.
  7. Represents a change in the form of beneficial ownership from indirect ownership to direct ownership by virtue of a pro-rata in-kind distribution of Common Stock of the issuer received by ATV LLC in the distributions described in footnotes (1), (3) and (5).
  8. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $23.50 to $23.51 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  9. Shares are held directly by ATV Entrepreneurs VII, L.P. ("ATVE VII"). ATV LLC is the general partner of ATVE VII. ATV LLC disclaims beneficial ownership of the securities owned directly by ATVE VII, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATVE VII.
  10. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $22.10 to $22.75 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.