Filing Details

Accession Number:
0000004281-14-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-22 16:04:33
Reporting Period:
2014-01-21
Filing Date:
2014-01-22
Accepted Time:
2014-01-22 16:04:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4281 Alcoa Inc AA Rolling Drawing & Extruding Of Nonferrous Metals (3350) 250317820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590197 Sean Robert Collins 390 Park Avenue
New York NY 10022
Vice President And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-21 14,665 $8.33 51,313 No 4 M Direct
Common Stock Disposition 2014-01-21 14,665 $12.17 36,648 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-01-21 14,665 $0.00 14,665 $8.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,668 2015-01-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,125 Indirect By Wife in Company 401(k) Plan
Common Stock 3,973 Indirect By Company 401(k) Plan
Footnotes
  1. Includes shares acquired under the Alcoa Dividend Reinvestment Plan.
  2. This option is part of an option grant that vested in three equal annual installments beginning January 23, 2010. The installment exercised by the reporting person as reported herein vested on January 23, 2011.
  3. Employee stock options are granted without payment of consideration.
  4. In the aggregate, a total of 141,728 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.