Filing Details

Accession Number:
0001354217-14-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-21 11:44:25
Reporting Period:
2014-01-16
Filing Date:
2014-01-21
Accepted Time:
2014-01-21 11:44:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354217 Volcano Corp VOLC Electromedical & Electrotherapeutic Apparatus (3845) 330928885
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365493 Scott R Huennekens 3721 Valley Centre Drive, Ste 500
San Diego CA 92130
President & Chief Executive Of Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-16 114,700 $19.11 240,021 No 4 M Direct
Common Stock Disposition 2014-01-16 114,700 $21.15 125,321 No 4 S Direct
Common Stock Acquisiton 2014-01-17 45,300 $19.11 170,621 No 4 M Direct
Common Stock Disposition 2014-01-17 45,300 $21.02 125,321 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2014-01-16 114,700 $0.00 114,700 $19.11
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2014-01-17 45,300 $0.00 45,300 $19.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
45,300 2014-01-24 No 4 M Direct
0 2014-01-24 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted on February 25, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.98 to $21.38, inclusive. The reporting person undertakes to provide to Volcano Corporation, any security holder of Volcano Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.98 to $21.25, inclusive. The reporting person undertakes to provide to Volcano Corporation, any security holder of Volcano Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  4. The non-qualified stock option was granted on January 25, 2007. 1/48th of the shares underlying such options vested in equal monthly installments over a period of four years.