Filing Details
- Accession Number:
- 0001250853-14-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 19:31:17
- Reporting Period:
- 2014-01-16
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 19:31:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740664 | R F Industries Ltd | RFIL | Electronic Connectors (3678) | 880168936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388927 | James Doss | 7610 Miramar Road, Building 6000 San Diego CA 92126 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-16 | 20,000 | $2.03 | 22,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-16 | 1,334 | $3.40 | 23,834 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-16 | 666 | $3.16 | 24,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-16 | 22,000 | $6.46 | 2,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2014-01-16 | 20,000 | $0.00 | 20,000 | $2.03 |
| Common Stock | Stock Option | Acquisiton | 2014-01-16 | 1,334 | $0.00 | 1,334 | $3.40 |
| Common Stock | Stock Option | Acquisiton | 2014-01-16 | 666 | $0.00 | 666 | $3.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2019-10-31 | No | 4 | M | Direct | |
| 0 | 2015-10-31 | No | 4 | M | Direct | |
| 667 | 2016-10-31 | No | 4 | M | Direct |
Footnotes
- Vests as to 20,000 shares annually following grant on October 31, 2009.
- Vests in three equal annual increments beginning October 31, 2011.
- Vests annually in three installments following grant on October 31, 2011.
Billionaire Hedge Funds
