Filing Details

Accession Number:
0001126234-14-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-17 16:30:48
Reporting Period:
2014-01-08
Filing Date:
2014-01-17
Accepted Time:
2014-01-17 16:30:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126234 Newlink Genetics Corp (NLNK) Pharmaceutical Preparations (2834) 421491350
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591245 W. Carl Langren C/O Newlink Genetics Corporation
2503 South Loop Dr., Suite 5100
Ames IA 50010
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-08 2,400 $0.00 62,391 No 4 G Direct
Common Stock Acquisiton 2014-01-08 1,200 $0.00 2,500 No 4 G Indirect By Son
Common Stock Disposition 2014-01-15 1,413 $29.95 7,016 No 4 S Indirect By Pension Plan
Common Stock Disposition 2014-01-15 1,414 $29.95 7,015 No 4 S Indirect By Spouse's Pension Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Indirect By Son
No 4 S Indirect By Pension Plan
No 4 S Indirect By Spouse's Pension Plan
Footnotes
  1. Includes 5,700 restricted stock units ("RSUs") previously reported as holdings of the Reporting Person granted under the Issuer's 2009 Equity Incentive Plan (the "Plan"). The RSUs will vest, and shares will be delivered to the Reporting Person in a series of four successive annual installments beginning on January 2, 2015, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.