Filing Details

Accession Number:
0001181431-14-002924
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-17 16:21:59
Reporting Period:
2014-01-15
Filing Date:
2014-01-17
Accepted Time:
2014-01-17 16:21:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883902 Nci Building Systems Inc NCS Prefabricated Metal Buildings & Components (3448) 760127701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1430647 Clayton Dubilier & Rice Fund Viii Lp C/O Clayton &Amp; Dubilier &Amp; Rice, Inc.
375 Park Avenue, 18Th Floor
New York NY 10152
No No Yes No
1458812 Cd&R Friends & Family Fund Viii Lp C/O Clayton, Dubilier &Amp; Rice, Inc.
375 Park Avenue, 18Th Floor
New York NY 10152
No No Yes No
1474716 Cd&R Associates Viii, Lp C/O Clayton, Dubilier &Amp; Rice, Inc.
375 Park Avenue, 18Th Floor
New York NY 10152
No No Yes No
1474785 Cd&R Investment Associates Viii, Ltd. C/O Clayton, Dubilier &Amp; Rice, Inc.
375 Park Avenue, 18Th Floor
New York NY 10152
No No Yes No
1474786 Cd&R Associates Viii, Ltd. C/O Clayton, Dubilier &Amp; Rice, Inc.
375 Park Avenue, 18Th Floor
New York NY 10152
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2014-01-15 10,925,000 $17.15 43,211,817 No 4 S Indirect See note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See note
Footnotes
  1. Following the sale of shares, Clayton, Dublier & Rice Fund VIII, L.P. ("Fund VIII") directly owns 43,103,910 shares of common stock and CD&R Friends & Family Fund VIII, L.P. ("F&F VIII") directly owns 107,907 shares of common stock. As a general partner of both Fund VIII and F&F VIII, CD&R Associates VIII, Ltd. may be deemed to own a total of 43,211,817 shares of common stock. CD&R Associates VIII, L.P. is the sole stockholder of CD&R Associates VIII, Ltd. and CD&R Investment Associates VIII, Ltd. is the general partner of CD&R Associates VIII, L.P. CD&R Associates VIII, Ltd, CD&R Associates VIII, L.P. and CD&R Investment Associates VIII, Ltd. expressly disclaim beneficial ownership of the shares of common stock held by Fund VIII and F&F VIII.