Filing Details
- Accession Number:
- 0001140361-14-002512
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 14:24:14
- Reporting Period:
- 2014-01-16
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 14:24:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1099941 | Mvc Capital Inc. | MVC | () | 943346760 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223002 | W Bruce Shewmaker | C/O Mvc Capital, Inc. 287 Bowman Ave., 2Nd Floor Purchase, NY 10577 | Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Disposition | 2014-01-16 | 500 | $13.80 | 22,366 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-16 | 500 | $13.84 | 22,866 | No | 4 | P | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-01-16 | 500 | $13.80 | 22,366 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-16 | 500 | $13.84 | 22,866 | No | 4 | P | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-01-16 | 500 | $13.82 | 22,366 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-16 | 500 | $13.86 | 22,866 | No | 4 | P | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-01-16 | 500 | $13.82 | 22,366 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-16 | 500 | $13.86 | 22,866 | No | 4 | P | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-01-16 | 500 | $13.82 | 22,366 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-16 | 500 | $13.84 | 22,866 | No | 4 | P | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2014-01-16 | 500 | $13.79 | 22,366 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2014-01-16 | 500 | $13.83 | 22,866 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct |
Footnotes
- The transactions being reported on this Form 4 (sales and then purchases of identical amounts of MVC Capital, Inc. shares on the same day) were done by the Reporting Person solely to move shares into a retirement account that would not accept a transfer of shares from another account of the Reporting Person.
- Includes approximately 117 shares of common stock, $.01 par values ("Shares"), acquired on January 8, 2013 and approximately 122 Shares acquired on May 1, 2013, in connection with the reinvestment of cash proceeds received pursuant to the issuance of dividends by MVC Capital, Inc. After the reinvestment on May 1, 2013, the Reporting Person ceased his election to reinvest dividends of MVC Capital, Inc.
Billionaire Hedge Funds
