Filing Details
- Accession Number:
- 0001181431-14-002798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-17 12:17:23
- Reporting Period:
- 2014-01-14
- Filing Date:
- 2014-01-17
- Accepted Time:
- 2014-01-17 12:17:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362559 | Thomas Mckeever | 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | General Counsel & Vp, Corp Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-14 | 1,250 | $4.44 | 38,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-14 | 1,250 | $8.00 | 37,625 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-15 | 13,750 | $4.44 | 51,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-15 | 13,750 | $8.02 | 37,625 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2014-01-14 | 1,250 | $0.00 | 1,250 | $4.44 |
| Common Stock | Option (right to buy) | Disposition | 2014-01-15 | 13,750 | $0.00 | 13,750 | $4.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 388,750 | 2007-05-10 | 2016-05-10 | No | 4 | M | Direct |
| 375,000 | 2007-05-10 | 2016-05-10 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average price within the range of $8.00 and $8.07.
- . Includes (a) 1,875 shares of Issuer's common stock subject to a restricted stock unit award granted on January 26, 2010 that will be issued as those units vest, (b) 7,500 shares of Issuer's common stock subject to a restricted stock unit award granted on January 28, 2011 that will be issued as those units vest, (c) 18,750 shares of Issuer's common stock subject to a restricted stock unit award granted on January 27, 2012 that will be issued as those units vest, and (d) 7,500 shares of Issuer's common stock subject to a restricted stock unit award granted on January 30, 2013 that will be issued as those units vest.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of May 10, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
- The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of May 10, 2006 and for the balance in a series of equal monthly installments over the following 36 months.
Billionaire Hedge Funds
