Filing Details

Accession Number:
0001209191-14-003526
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-16 17:13:59
Reporting Period:
2014-01-15
Filing Date:
2014-01-16
Accepted Time:
2014-01-16 17:13:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371781 World Energy Solutions Inc. XWES Services-Business Services, Nec (7389) 043474959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1460439 Philip Adams 100 Front Street
Worcester MA 01608
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-15 1,000 $4.32 291,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The purchases of shares pursuant to this Form 4 were effected pursuant to a 10b-5 trading plan entered into by Mr. Adams on September 13, 2013.
  2. The number of securities beneficially owned following this reported transaction includes 75,000 shares of restricted stock, which have not yet fully vested. Mr. Adams received a grant on June 6, 2012 for 50,000 shares of restricted stock and a grant on February 7, 2013 for 25,000 shares of restricted stock. Both restricted stock grants vest 100% after four years from date of grant.