Filing Details

Accession Number:
0001515156-14-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-15 18:52:08
Reporting Period:
2014-01-13
Filing Date:
2014-01-15
Accepted Time:
2014-01-15 18:52:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515156 Advanced Emissions Solutions Inc. ADES Miscellaneous Chemical Products (2890) 275472457
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246365 D Michael Durham C/O Ada-Es, Inc.
9135 S. Ridgeline Blvd., Suite 200
Highlands Ranch CO 80129
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-13 2,099 $52.32 257,723 No 4 S Direct
Common Stock Disposition 2014-01-13 1,201 $53.05 256,522 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares sold pursuant to an existing 10b5-1(c) plan.
  2. Represents the weighted average sale price of such shares. Sales were made at prices ranging from $51.75 to $52.7325.
  3. The reporting person undertakes that he will provide, upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Represents the weighted average sale price of such shares. Sales were made at prices ranging from $52.81 to $53.4675.
  5. Of the amount shown, 56,504 shares are held in the qualified pension plan account of the reporting person and 25,686 shares were issued pursuant to the programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.