Filing Details

Accession Number:
0001193805-14-000059
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-01-14 19:04:00
Reporting Period:
2013-09-12
Filing Date:
2014-01-14
Accepted Time:
2014-01-14 19:04:00
Original Submission Date:
2013-09-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438533 Retrophin Inc. RTRX Pharmaceutical Preparations (2834) 262383102
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525354 Martin Shkreli C/O Retrophin, Inc.
777 Third Avenue, 22Nd Floor
New York NY 10017
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-12 5,556 $4.50 2,665,596 No 4 P Direct
Common Stock Acquisiton 2013-09-12 2,904 $0.00 2,668,500 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrants Acquisiton 2013-09-12 2,778 $0.00 2,778 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,778 2013-09-12 2018-08-15 No 4 P Direct
Footnotes
  1. On September 12, 2013, in connection with a private placement of the Issuer's securities, the Reporting Person acquired 5,556 shares of the Issuer's common stock, par value $0.0001 per share, at a purchase price of $4.50 per share, and Common Stock Purchase Warrants to purchase up to an aggregate of 2,778 shares of common stock, and received an additional 2,904 shares in connection with the waiver of certain rights under a registration rights agreement. The aggregate purchase price paid by the Reporting Person in the transaction was $25,000.
  2. This Amendment No. 1 to the Form 4 filed with the Commission on September 16, 2013 is being filed solely to reflect the final number of shares and warrants received by the Reporting Person in connection with such private placement transaction.