Filing Details
- Accession Number:
- 0001181431-14-002329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-14 13:29:13
- Reporting Period:
- 2014-01-10
- Filing Date:
- 2014-01-14
- Accepted Time:
- 2014-01-14 13:29:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 819050 | Vical Inc | VICL | Biological Products, (No Disgnostic Substances) (2836) | 930948554 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478907 | Alan Anthony Ramos | 10390 Pacific Center Court San Diego CA 92121 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par Value | Acquisiton | 2014-01-10 | 70,000 | $1.42 | 102,339 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-01-10 | 2 | $0.00 | 2 | $1.42 |
| Common Stock | Nonstatutory Stock Option (right to buy) | Acquisiton | 2014-01-10 | 99,998 | $0.00 | 99,998 | $1.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 359,602 | 2015-01-10 | 2024-01-09 | No | 4 | A | Direct |
| 459,600 | 2015-01-10 | 2024-01-09 | No | 4 | A | Direct |
Footnotes
- Shares were acquired pursuant to a restricted stock grant and generally vest one-third on the first anniversary of the grant, with the remainder vesting quarterly over the remaining two years.
- This balance consists of unvested restricted stock units.
- The right to exercise the above stock option generally vests one-third on the first anniversary of the grant, with the remaining rights vesting quarterly over the remaining two years.
Billionaire Hedge Funds
