Filing Details

Accession Number:
0001209191-14-003033
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-14 10:04:18
Reporting Period:
2014-01-10
Filing Date:
2014-01-14
Accepted Time:
2014-01-14 10:04:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1544206 Carlyle Gms Finance Inc. NONE () 454727439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574075 J. Kenneth Kencel 520 Madison Avenue
38Th Floor
New York NY 10022
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-10 191 $19.59 2,967 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct