Filing Details

Accession Number:
0001104659-14-001801
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-01-10 21:31:39
Reporting Period:
2013-12-19
Filing Date:
2014-01-10
Accepted Time:
2014-01-10 21:31:39
Original Submission Date:
2013-12-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1011509 Golden Minerals Co AUMN Gold And Silver Ores (1040) 841363747
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1354356 P Robert Vogels 350 Indiana Street, Suite 800
Golden CO 80401
Senior Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-19 5,000 $0.46 281,831 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This amendment is filed to correct the Form 4 filed on December 23, 2013 as follows: The amount reported in column 5 of Table I is 281,831 instead of 281,813, which was transposed on the previously filed Form 4. Additionally, Footnote 2 should read as follows: Includes 209,334 shares of restricted common stock granted pursuant to the Issuer's 2009 Equity Incentive Plan. The number of shares previously reported in Footnote 2 should have been reduced by 33,666 shares to reflect the vesting of 7,000 and 26,666 shares of restricted stock on September 15, 2013 and December 14, 2013, respectively.