Home > Insider Trading > Filing (0001181536-14-000001)

Filing Details

Accession Number:: 0001181536-14-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-01-10 18:22:18
Reporting Period:: 2014-01-10

Filing Date:: 2014-01-10
Accepted Time:: 2014-01-10 18:22:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1489096	Thermon Group Holdings Inc.	THR	Electrical Industrial Apparatus (3620)	272228185

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1181536	Jay Peterson	100 Thermon Drive San Marcos TX 78666	Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-10	4,500	$9.82	7,714	No	4	M	Direct
Common Stock	Disposition	2014-01-10	4,500	$27.20	3,214	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2014-01-10	4,500	$0.00	4,500	$9.82

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,382	2011-05-04	2014-03-01	No	4	M	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$12.00	2021-05-04	5,000	5,000	Direct
Common Stock	Performance Units	$0.00		5,422	5,422	Direct
Common Stock	Restricted Stock Units	$0.00		5,422	5,422	Direct
Common Stock	Performance Units	$0.00		8,089	8,089	Direct
Common Stock	Restricted Stock Units	$0.00		8,089	8,089	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-05-04	5,000	5,000	Direct
	5,422	5,422	Direct
	5,422	5,422	Direct
	8,089	8,089	Direct
	8,089	8,089	Direct

Footnotes

Transactions pursuant to a Rule 10b5-1 Plan.
Options vested and became fully exercisable in connection with the Issuer's initial public offering.
Options vest in fie equal annual installments beginning on May 4, 2012.
On August 2, 2012, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014 and March 31, 2015. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
On August 2, 2012, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 2, 2014 and 2015.
On August 1, 2013, the reporting person was granted a performance unit award, which vests in annual installments on March 31, 2014, 2015 and 2016. The number of shares reflected in this filing represents the Target Award. The actual number of shares that may vest depends on the Issuer's total shareholder return performance relative to its peer group and ranges from 0% below Threshold performance, 50% at Threshold performance, 100% at Target performance and 200% at Maximum performance.
On August 1, 2013, the reporting person was granted a restricted stock unit award that vests in equal annual installments on August 1, 2014, 2015 and 2016.