Filing Details

Accession Number:
0001209191-14-002851
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-10 17:20:19
Reporting Period:
2014-01-08
Filing Date:
2014-01-10
Accepted Time:
2014-01-10 17:20:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092796 Smith & Wesson Holding Corp SWHC Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 870543688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548337 J. Robert Cicero 2100 Roosevelt Avenue
Springfield MA 01104
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-08 10,000 $2.95 47,823 No 4 M Direct
Common Stock Disposition 2014-01-08 10,000 $14.00 37,823 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-01-08 10,000 $0.00 10,000 $2.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2021-10-31 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 Sales Plan dated June 28, 2013.
  2. One-third of the total number of options granted vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the October 31, 2011 date of grant.