Filing Details
- Accession Number:
- 0001413160-14-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-10 15:04:22
- Reporting Period:
- 2013-09-20
- Filing Date:
- 2014-01-10
- Accepted Time:
- 2014-01-10 15:04:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001426 | Pericom Semiconductor Corp | PSEM | Semiconductors & Related Devices (3674) | 770254621 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1401786 | Aaron Tachibana | Pericom Semiconductor Corp. 1545 Barber Lane Milpitas CA 95035 | Sr. Vp Of Finance, And Cfo | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-25 | 3,250 | $8.85 | 30,251 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-25 | 3,250 | $9.50 | 27,001 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-25 | 146 | $7.65 | 27,147 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-25 | 146 | $9.50 | 27,001 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-09-20 | 7,000 | $7.65 | 7,000 | $7.65 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-25 | 146 | $9.50 | 146 | $7.65 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-25 | 3,250 | $9.50 | 3,250 | $8.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2013-10-20 | 2023-09-20 | No | 4 | A | Direct |
| 6,854 | 2013-10-20 | 2023-09-20 | No | 4 | M | Direct |
| 8,750 | 2012-11-02 | 2022-10-02 | No | 4 | M | Direct |
Footnotes
- Options vest over a four-year period at the rate of 1/48th of the shares per month.
Billionaire Hedge Funds
