Filing Details

Accession Number:
0001181431-14-002005
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-09 17:30:33
Reporting Period:
2014-01-07
Filing Date:
2014-01-09
Accepted Time:
2014-01-09 17:30:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1519401 Regional Management Corp. RM Personal Credit Institutions (6141) 570847115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1286112 G Alvaro Demolina C/O Regional Management Corp.
509 West Butler Road
Greenville SC 29607
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-07 1,400 $35.00 10,680 No 4 S Direct
Common Stock Disposition 2014-01-08 7,989 $35.00 2,691 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $15.00 2022-03-27 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-03-27 10,000 10,000 Direct
Footnotes
  1. The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan dated December 11, 2013, which is intended to comply with rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
  2. The Issuer granted this option to the Reporting Person on March 27, 2012. Twenty percent of the option vested on March 27, 2013. The balance of the option will vest in equal annual installments on March 27th of each of 2014, 2015, 2016, and 2017.