Filing Details
- Accession Number:
- 0001021564-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-09 16:07:26
- Reporting Period:
- 2014-01-07
- Filing Date:
- 2014-01-09
- Accepted Time:
- 2014-01-09 16:07:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907649 | Fx Energy Inc | FXEN | Crude Petroleum & Natural Gas (1311) | 870504461 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1021564 | Clay Newton | 3006 Highland Drive Salt Lake City UT 84106 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-01-07 | 10,000 | $4.00 | 131,163 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 76,952 | Indirect | By 401(k) |
| Common Stock | 17,000 | Indirect | By IRA |
Footnotes
- Open market sale of stock pursuant to a Rule 10b5-1 plan filed November 18, 2013. Stock sold to pay income taxes on 20,086 shares of restricted stock that vested in 2013, including 6,348 shares that vested on September 16, 2013, 6,238 shares that vested on November 15, 2013, and 7,500 shares that vest on December 21, 2013.
- Includes 6,348 restricted shares that vest on September 16, 2014, 12,476 shares that vest in two equal annual installments beginning November 15, 2014, and 18,723 shares that vest in three equal annual installments beginning November 15, 2014.
Billionaire Hedge Funds
