Filing Details

Accession Number:
0001407739-14-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-08 17:19:33
Reporting Period:
2014-01-06
Filing Date:
2014-01-08
Accepted Time:
2014-01-08 17:19:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407739 Dupont Fabros Technology Inc. DFT Real Estate (6500) 208718331
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415044 Hossein Fateh 1212 New York Avenue, N.w.
Suite 900
Washington DC 20005
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-06 87,826 $5.06 97,771 No 4 A Direct
Common Stock Disposition 2014-01-06 87,826 $24.59 9,945 No 4 S Direct
Common Stock Acquisiton 2014-01-07 93,450 $5.06 103,395 No 4 A Direct
Common Stock Disposition 2014-01-06 93,450 $24.87 9,945 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option Disposition 2014-01-06 87,826 $0.00 87,826 $5.06
Common Stock Non-qualified Stock Option Disposition 2014-01-07 93,450 $0.00 93,450 $5.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
240,137 2019-02-26 No 4 M Direct
146,687 2019-02-26 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock OP Units $0.00 1,750,000 1,750,000 Direct
Common Stock OP Units $0.00 514,819 514,819 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,750,000 1,750,000 Direct
514,819 514,819 Indirect
Footnotes
  1. The shares were sold pursuant to the Rule 10b5-1 plan adopted by Mr. Fateh on November 18, 2013, as disclosed in the current report on Form 8-K filed by the Issuer on November 20, 2013. Of the 462,963 shares initially eligible for sale under the plan, 146,687 shares remain eligible for sale, subject to satisfaction of certain conditions.
  2. Represents the weighted average per share sale price, with per sale price ranging from 24.38 to 25.00. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. Represents the weighted average per share sale price, with per sale price ranging from 24.73 to 25.04. Upon request by the Commission, the reporting person will provide full information regarding the number of shares sold at each separate price.
  4. Stock option vests one third on each of March 1, 2010, 2011, and 2012
  5. "OP Units" represent limited partner interests of DuPont Fabros Technology, L.P., a Maryland limited partnership (the "OP"), the operating partnership of DuPont Fabros Technology, Inc. (the "Issuer"), of which the Issuer is the sole general partner. OP Units are redeemable twelve (12) months from the transaction date pursuant to which the OP units were issued for cash equal to the ten-current market value of one share of the Issuer's common stock, or, at the election of the Issuers, and equal number of shares of the Issuer's common stock.
  6. All of these OP Units are immediately redeemable (subject to certain limitations set forth in agreement of limited partnership of the OP). OP Units have no expiration date.