Filing Details

Accession Number:
0001537179-14-000002
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-01-08 11:18:28
Reporting Period:
2013-12-31
Filing Date:
2014-01-08
Accepted Time:
2014-01-08 11:18:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931799 Glyeco Inc. GLYE Industrial Inorganic Chemicals (2810) 330622722
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1537179 Ralph Amato 2105 Plantation Village
Dorado PR 00646
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-01-04 150,000 $0.01 7,150,000 No 4 P Indirect By LLC
Common Stock Acquisiton 2012-08-28 200,000 $0.50 7,350,000 No 4 P Indirect By LLC
Common Stock Acquisiton 2012-10-09 250,000 $0.50 7,600,000 No 4 P Indirect By LLC
Common Stock Acquisiton 2012-12-12 400,000 $0.50 8,000,000 No 4 P Indirect By LLC
Common Stock Disposition 2013-12-30 6,900 $1.20 7,993,100 No 4 S Indirect By LLC
Common Stock Disposition 2013-12-31 2,969 $1.20 7,990,131 No 4 S Indirect By LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By LLC
No 4 P Indirect By LLC
No 4 P Indirect By LLC
No 4 P Indirect By LLC
No 4 S Indirect By LLC
No 4 S Indirect By LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to purchase) Acquisiton 2012-08-28 200,000 $0.00 200,000 $1.00
Common Stock Warrant (right to purchase) Acquisiton 2012-10-09 250,000 $0.00 250,000 $1.00
Common Stock Warrant (right to purchase) Acquisiton 2012-12-12 400,000 $0.00 400,000 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
200,000 2012-08-28 2015-09-01 No 4 P Indirect
250,000 2012-10-09 2015-12-01 No 4 P Indirect
400,000 2012-12-12 2015-12-10 No 4 P Indirect
Footnotes
  1. Privately negotiated transaction with unaffiliated stockholder.
  2. Held indirectly through RDA Equities, LLC, an entity of which Reporting Person has voting and dispositive control.
  3. Purchased from the Issuer pursuant to an exemption from the registration requirements of the Securities Act of 1933, as amended.
  4. Included in Units purchased for $0.50 per Unit, each Unit consisting of one share of Common Stock and one Warrant to purchase one share of Common Stock for $1.00 per share until the expiration date.