Filing Details
- Accession Number:
- 0001140361-14-001257
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-07 19:06:54
- Reporting Period:
- 2014-01-03
- Filing Date:
- 2014-01-07
- Accepted Time:
- 2014-01-07 19:06:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1010086 | Siga Technologies Inc | SIGA | Pharmaceutical Preparations (2834) | 133864870 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1139301 | Md A Eric Rose | C/O Siga Technologies, Inc. 660 Madison Avenue, Suite 1700 New York NY 10065 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-01-03 | 66,666 | $0.00 | 462,753 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2014-01-03 | 29,033 | $3.35 | 433,720 | No | 4 | F | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2014-01-03 | 0 | $0.00 | 13,300 | No | 4 | P | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Restricted Stock Units | Disposition | 2014-01-03 | 66,666 | $0.00 | 66,666 | $0.00 |
| Common Stock, Par Value $.0001 Per Share | Restricted Stock Units | Acquisiton | 2014-01-03 | 200,000 | $0.00 | 200,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 133,334 | No | 4 | M | Direct | ||
| 200,000 | No | 4 | A | Direct |
Footnotes
- SIGA Technologies, Inc. (the "Issuer") has certain tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock of the Issuer. This Form 4 reports the surrender to the Issuer by the Reporting Person of 29,033 shares of Common Stock -- granted in the form of RSUs approximately one year ago -- in order to satisfy those withholding tax obligations. The Reporting Person reported the initial grant on January 7, 2013.
- Represents vesting of one-third of RSUs granted on January 3, 2013. The second 1/3 of such RSUs vest on January 3, 2015 and the remaining 1/3 of such RSUs vest on January 3, 2016. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis.
- The RSUs vest in equal yearly installments over a period of three (3) years, with the first 1/3 of such RSUs vesting on January 3, 2015, the second 1/3 of such RSUs vesting on January 3, 2016 and the remaining 1/3 of such RSUs vesting on January 3, 2017. Each RSU converts into one share of Common Stock of the Issuer on a one for one basis
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