Filing Details

Accession Number:
0001209191-14-002245
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-07 17:07:45
Reporting Period:
2014-01-06
Filing Date:
2014-01-07
Accepted Time:
2014-01-07 17:07:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1389072 Heartware International Inc. HTWR Surgical & Medical Instruments & Apparatus (3841) 980498958
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517214 J Lawrence Knopf C/O Heartware International, Inc.
205 Newbury St., Suite 101
Framingham MA 01701
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-06 861 $97.50 3,527 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.