Filing Details

Accession Number:
0001127602-14-001117
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-06 11:51:08
Reporting Period:
2014-01-02
Filing Date:
2014-01-06
Accepted Time:
2014-01-06 11:51:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548438 J Patrick Grismer 1441 Gardiner Lane
Louisville KY 40213
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-02 4,157 $24.47 4,157 No 4 M Direct
Common Stock Disposition 2014-01-02 2,404 $75.30 1,753 No 4 D Direct
Common Stock Disposition 2014-01-02 1,753 $75.21 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2014-01-02 4,157 $0.00 4,157 $24.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,473 2007-01-26 2016-01-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,240 Indirect 401(k) Plan
Common Stock 1,600 Indirect Family Trust
Common Stock 8,500 Indirect Individual Retirement Account
Common Stock 1,500 Indirect Personal Trust
Footnotes
  1. Pursuant to 10b5-1 Plan