Filing Details

Accession Number:
0001354217-14-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-03 18:48:00
Reporting Period:
2013-12-31
Filing Date:
2014-01-03
Accepted Time:
2014-01-03 18:48:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354217 Volcano Corp VOLC Electromedical & Electrotherapeutic Apparatus (3845) 330928885
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504783 Darin Lippoldt 3721 Valley Centre Drive, Suite 500
San Diego CA 92130
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-31 760 $0.00 4,737 No 4 M Direct
Common Stock Disposition 2014-01-02 289 $21.68 4,448 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Disposition 2013-12-31 760 $0.00 760 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
760 No 4 M Direct
Footnotes
  1. This total includes 750 shares purchased under the 2007 Employee Stock Purchase Plan (ESPP) on August 31, 2013.
  2. Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards.
  3. Performance restricted stock units were granted on February 27, 2012 with 1/3 of the restricted units vesting on February 19, 2013 upon certification of achievement of certain performance criteria, 1/3 vesting on December 31, 2013 and the final 1/3 vesting on December 31, 2014, in each case, subject to requirement of continuous service through the applicable vesting date.