Filing Details

Accession Number:
0001209191-14-001195
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-03 17:38:21
Reporting Period:
2014-01-02
Filing Date:
2014-01-03
Accepted Time:
2014-01-03 17:38:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491128 Terry Hudgens 1625 Sharp Point Drive
Fort Collins CO 80525
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-02 7,500 $22.84 29,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
  2. The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $23.06. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Mr. Hudgens has been granted a total of 39,000 RSUs in four grants (A) 15,000 RSUs granted May 4, 2010 which vest in four equal installments beginning on year from grant date (B) 8,000 RSUs granted May 4, 2011 which vested 100% on the first anniversary of the grant date, (C) 8,000 RSUs granted May 2, 2012 which will vest 100% on the first anniversary of the grant date. (D) 8,000 RSUs granted May 1, 2013 will vest 100% on the first anniversary of the grant date. As of this reporting date, the RSUs have vested as to 27,250 shares.