Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-01-03 17:36:42
Reporting Period:
Filing Date:
Accepted Time:
2014-01-03 17:36:42
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1305014 Ashland Inc. ASH Wholesale-Chemicals & Allied Products (5160) 200865835
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1023582 /ky J James Obrien 50 E. Rivercenter Boulevard
Covington KY 41012-0391
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-31 40,543 $96.70 30,330 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,174 Indirect 401(k)
Common Stock 2,655 Indirect Lesop
Common Stock 130,603 Indirect By Trust for Child
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.09 to $97.22, inclusive. The reporting person undertakes to provide to Ashland Inc., any security holder of Ashland Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Based on Employee Savings Plan information as of December 13, 2013, the latest date for which such information is reasonably available.
  4. Shares accrued under Ashland's Leveraged Employee Stock Ownership Plan as of December 13, 2013.