Filing Details

Accession Number:
0001206774-14-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-02 17:22:50
Reporting Period:
2014-01-02
Filing Date:
2014-01-02
Accepted Time:
2014-01-02 17:22:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880562 Daegis Inc. DAEG Services-Prepackaged Software (7372) 942710559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242397 M Richard Brooks 600 E. Las Colinas Blvd
Suite 1500
Dallas TX 75039
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-31 1,000 $1.21 6,700 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.80 2015-08-01 5,000 5,000 Direct
Common Stock Stock Option $2.55 2017-05-01 2,000 2,000 Direct
Common Stock Stock Option $6.40 2018-05-02 5,000 5,000 Direct
Common Stock Stock Option $2.60 2019-05-05 6,500 6,500 Direct
Common Stock Stock Option $3.56 2020-05-04 10,000 10,000 Direct
Common Stock Stock Option $2.90 2021-05-02 5,000 5,000 Direct
Common Stock Stock Option $1.92 2021-07-01 7,500 7,500 Direct
Common Stock Stock Option $1.40 2022-05-01 12,500 12,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-08-01 5,000 5,000 Direct
2017-05-01 2,000 2,000 Direct
2018-05-02 5,000 5,000 Direct
2019-05-05 6,500 6,500 Direct
2020-05-04 10,000 10,000 Direct
2021-05-02 5,000 5,000 Direct
2021-07-01 7,500 7,500 Direct
2022-05-01 12,500 12,500 Direct
Footnotes
  1. Non Plan Option granted 08/01/2005 (#3711) and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  2. Option granted 05/01/07 (#3749) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  3. Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  4. Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  5. Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  6. Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  7. Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  8. Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.